-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ra946GhBvZM6SkBuBrw6MKKf38MOWOrg5swPU94eWHWR8oUfFAbtYYPpTuga7jJP zD2Y0jER6+ezjr2WlVvyFQ== 0000890566-01-000122.txt : 20010214 0000890566-01-000122.hdr.sgml : 20010214 ACCESSION NUMBER: 0000890566-01-000122 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORNELL COMPANIES INC CENTRAL INDEX KEY: 0001016152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] IRS NUMBER: 760433642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48735 FILM NUMBER: 1535081 BUSINESS ADDRESS: STREET 1: 1700 WEST LOOP SOUTH STREET 2: STE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136230790 MAIL ADDRESS: STREET 1: 1700 WEST LOOP SOUTH STREET 2: STE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: CORNELL CORRECTIONS INC DATE OF NAME CHANGE: 19960604 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORNELL DAVID M /TX/ /ADV CENTRAL INDEX KEY: 0000714213 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 457522506 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CORNELL CORRECTIONS INC STREET 2: 4801 WOODWAY SUITE 100E CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 2186230790 FORMER COMPANY: FORMER CONFORMED NAME: CORNELL DAVID M /TX/ /ADV DATE OF NAME CHANGE: 19970211 SC 13G/A 1 0001.txt |---------------------------| | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0145 | | Expires: October 31, 1997 | | Estimated average burden | | hours per response ..14.90| UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* CORNELL COMPANIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 219141 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. SCHEDULE 13G CUSIP No. 219141 10 8 Page 2 of 4 Pages - -------------------------------------------------------------------------------- | 1 | NAMES OF REPORTING PERSONS | | S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS | | | | David M. Cornell | | SS No. ###-##-#### - -------------------------------------------------------------------------------- | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] | | (b)[ ] | | - -------------------------------------------------------------------------------- | 3 | SEC USE ONLY | | - -------------------------------------------------------------------------------- | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | United States - -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER NUMBER OF | | 401,865 SHARES --------------------------------------------------------- BENEFICIALLY | 6 | SHARED VOTING POWER OWNED BY | | -0- EACH --------------------------------------------------------- REPORTING | 7 | SOLE DISPOSITIVE POWER PERSON | | 381,900 WITH --------------------------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | -0- - -------------------------------------------------------------------------------- | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | 401,865 - -------------------------------------------------------------------------------- | 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | | | | [ ] - -------------------------------------------------------------------------------- | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 4.18% - -------------------------------------------------------------------------------- | 12 | TYPE OF REPORTING PERSON* | | | | IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 4 This Amendment No. 2 to Schedule 13G is filed by David M. Cornell with respect to the shares of common stock of Cornell Companies, Inc. ITEM 1(a). NAME OF ISSUER: Cornell Companies, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 1700 West Loop South, Suite 1500 Houston, Texas 77027 ITEM 2(a). NAME OF PERSON FILING David M. Cornell ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 4801 Woodway, Suite 160 Houston, TX 77056 ITEM 2(c). CITIZENSHIP United States ITEM 2(d). TITLE OF CLASS OF SECURITIES Common Stock ITEM 2(e). CUSIP NO. 219141 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: N/A ITEM 4. OWNERSHIP (a) Amount beneficially owned: 401,865 (b) Percent of class: 4.18% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote: 401,865 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition: 381,900 (iv) shared power to dispose or to direct the disposition: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 4% of the class of securities, check the following: [X] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A Page 3 of 4 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 /s/ DAVID M. CORNELL David M. Cornell Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----